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The Legal Handbook for Self-Publishers: A Lawyer's Comprehensive Guide

Jarrod Easterling
Attorney and legal consultant.
Self-published authors are responsible for every step of the book publishing process, including making sure that they aren’t breaking laws! But writers aren’t lawyers, and it can get confusing pretty quickly. Here’s an overview of what you need to know as a self-publishing author.
Author’s note: This guide is intended to be strictly informational and should not be taken as legal advice. Laws and regulations vary by jurisdiction and situation.
Self-publishing offers authors the opportunity to independently publish and distribute their work, but there are several legal issues that authors should be aware of. Keep in mind that laws can vary by jurisdiction, so it's important to seek legal advice specific to your situation. Here are some general considerations.

 self-publisher's legal handbook
Ensure that you have the legal right to publish the content. You may be liable for copyright infringement if you use someone else's work without permission. Be cautious with images, quotes, and other content that may be protected by copyright. Obtain permission or ensure your use falls under fair use or other applicable exceptions.

Libel and Defamation

Be mindful of the content in your book to avoid making false statements that could harm someone's reputation. Libel and defamation laws vary, but making false claims about individuals can lead to legal action.

Privacy Issues

Respect individuals' privacy rights. Avoid disclosing private information about others without their written consent. This includes personal details, sensitive information, or anything that could be considered an invasion of privacy. Even writing a fictional character or situation that resembles a real one could result in legal action.

Trademark Issues

Avoid using trademarks without proper authorization. Using a trademark without permission could lead to claims of trademark infringement. Research and ensure that your book title, cover design, or other elements do not infringe on existing trademarks.

Contractual Agreements

If you collaborate with others (editors, designers, illustrators), have clear contractual agreements in place. Clearly define each party's rights and responsibilities to avoid disputes later on. One of the best ways to avoid contractual issues is by not breaking the contract yourself.

Plagiarism

Plagiarism is not only an ethical concern but also a legal one. Ensure that your work is original and not a direct copy of someone else's. Plagiarism can lead to legal action and damage your reputation. Keep in mind that content created by AI without proper attribution may drop you in hot water in the future.

Regulatory Compliance

Ensure compliance with local regulations regarding publishing. Some countries may have specific laws governing the content of books, and failure to comply could result in legal consequences.

Taxes and Income Reporting

Be aware of tax obligations related to your self-publishing income. Keep accurate records, report your earnings, and comply with tax regulations in your jurisdiction. If this becomes overwhelming, remember that accountants are a deductible business expense.

Authorship and Attribution

Establish authorship and attribution. If you are working with co-authors or contributors, define their roles and ensure proper credit is given to avoid disputes. This can come up in many forms with self-publishing, so lean toward the better-safe-than-sorry route. "Don’t go into business with your friends" is cliche advice for a reason.

Distribution and Contracts with Retailers

If you use self-publishing platforms or retailers, carefully review and understand their terms of service and contracts. Some platforms may have exclusive distribution rights, so be aware of the implications of such agreements. For example, if you have an ebook listed on Kindle Unlimited, you’re not contractually allowed to sell that ebook elsewhere simultaneously.
If you’re worried or find the laws confusing, consider consulting with a legal professional who specializes in intellectual property and/or publishing law to ensure that you're aware of and compliant with relevant legal requirements.

Mitigating risks of self-publishing

Mitigating the risks of self-publishing involves careful planning, attention to detail, and legal awareness. Here are some strategies to help authors minimize potential risks.
Ensure that all content in your work, including text, images, and other media, is either original or used with the proper permissions. Understand the principles of fair use and seek legal advice if needed.

Content Originality

Take steps to verify the originality of your work and avoid unintentional plagiarism. Use $ plagiarism detection tools$  if necessary, and properly attribute sources when quoting or referencing others' work.

Clear Contracts

Establish clear and detailed contracts with any collaborators, editors, illustrators, or other professionals involved in the self-publishing process. Clearly outline rights, responsibilities, and compensation to prevent disputes.

Privacy Protection

Obtain explicit consent before including private or sensitive information about individuals in your work. Be cautious about discussing real people, especially if the content could be considered invasive or harmful.

Trademark Awareness

Avoid using trademarks without proper authorization. Research and ensure that your book title, cover design, or any other elements do not infringe on existing trademarks. Seek legal advice if needed.

Regulatory Compliance

Be aware of and comply with local regulations governing the content of books. Understand any legal requirements related to publishing in your jurisdiction and ensure your work adheres to these standards.

Professional Editing

Invest in professional editing services to ensure the quality and accuracy of your work. This is relevant for nonfiction and educational writers.

Document Everything

Keep meticulous records of permissions, contracts, drafts, and any communications related to your self-publishing venture. Having a documented trail can be valuable in case of legal disputes.

Understand Distribution Agreements

Carefully read and understand the terms of service and distribution agreements of self-publishing platforms. Be aware of any exclusivity requirements.

Stay Informed

Regularly update your knowledge of relevant laws and industry standards. Stay informed about changes in copyright laws, privacy regulations, and other legal considerations that may impact self-publishing.
By taking a proactive and informed approach, authors can significantly reduce the risks associated with self-publishing. Seek professional advice when appropriate, maintain ethical practices, and stay vigilant about legal considerations.

Self-publishing works in the public domain

If a work is in the public domain, it means that it is no longer under copyright protection, and anyone can use, reproduce, and distribute it without obtaining permission. Works enter the public domain for various reasons, such as the expiration of copyright, failure to meet copyright requirements, or the copyright owner explicitly dedicating the work to the public domain.
If you plan to self-publish works in the public domain, here are some key considerations.

Identifying Public Domain Status

Verify that the work is indeed in the public domain. The copyright status of a work can depend on factors such as the date of publication, the death date of the author, and changes in copyright laws. Online resources and $ copyright databases$  can help you determine whether a work is in the public domain.

Use of Public Domain Works

You can use public domain works without seeking permission. This includes reproducing the entire work, creating derivative works, and distributing it in various formats.

Attribution and Accuracy

While you are not required to obtain permission to use public domain works, it's still good practice to provide proper attribution to the original creator. For example, Pride and Prejudice and Zombies attributes the work to Jane Austen and Seth Grahame-Smith.

pride and prejudice and zombies by jane austen and seth grahame-smith cover

Compilations and New Editions

If you are compiling multiple public domain works or creating a new edition, your contributions (such as introductions, annotations, or formatting) may be eligible for copyright protection. However, this protection would only cover your original contributions, not the public domain content.

Public Domain Risks

Be cautious about using works that might appear to be in the public domain but are not. For example, just because a work is available online or is old does not necessarily mean it is in the public domain. Always verify the copyright status. Also ensure that you are only using content from the public domain source, not another iteration that may still be copyrighted. For example, you’re free to write Winnie-the-Pooh-and-Zombies, but if you put a red shirt on him, Disney can legally cream you.

winnie-the-pooh public domain cover

International Considerations

Copyright laws and the duration of copyright protection vary by country. Be mindful of international copyright considerations, especially if you plan to distribute your self-published works globally.
Remember that copyright laws can be complex and vary by jurisdiction, so it's advisable to consult with legal professionals or copyright experts if you have specific questions or concerns about self-publishing works in the public domain.

What if a beta reader steals my story? Non-Disclosures and copyright infringement

The #1 question we get about beta readers is: What if they steal my story?
Protecting your work from theft or unauthorized use is a valid concern for many writers. While it's uncommon for beta readers to steal stories, there are steps to take to safeguard your intellectual property.

Non-Disclosure Agreements (NDAs) 

You might consider having beta readers sign a non-disclosure agreement before sharing your work with them. An NDA is a legal contract that outlines the terms under which the beta reader can access and discuss your manuscript. It may include clauses prohibiting them from disclosing any part of the work or using your content.

Watermarking or Unique Identifiers

Consider watermarking your manuscript or adding unique identifiers to different copies you share with beta readers. This can help trace the source if unauthorized sharing or use occurs. This will only work if the reader shares your original document, but it is one more precaution to consider.
Your work is automatically protected by copyright the moment it is created and fixed in a tangible medium (e.g., written down or saved on your computer). However, registering your copyright with the relevant government agency can provide additional legal benefits if you need to take legal action against infringement. You could include a copyright page in the document you share with beta readers to remind them that your work is protected.

Documentation

Keep detailed records of your interactions with beta readers, including communication, timestamps, and any agreements. This documentation can be valuable if you ever need to prove ownership or establish a timeline of your work.

Discuss Expectations Clearly

Communicate your expectations with beta readers regarding the confidentiality of the work. Discuss the purpose of their feedback and make it known that unauthorized use or sharing is not acceptable.
Remember that while these measures can help mitigate the risk of unauthorized use, they may not offer foolproof protection. It's also essential to strike a balance between protecting your work and building trusted relationships with beta readers. Most beta readers are genuinely interested in helping authors improve their work, and incidents of theft are relatively rare. Be selective with who you choose to beta read your work.

Do self-published authors pay taxes?

Yes, self-published authors are required to pay taxes on the income they earn from their writing activities. Just like any other form of income, the money you make from book sales, royalties, or other writing-related endeavors is subject to taxation.

Taxable Income

Any income you receive from self-publishing, including book sales, royalties, and other related earnings, is considered taxable income.

Tax Reporting

In many jurisdictions, self-published authors are required to report their income on their annual tax returns. This typically involves providing details about your earnings, expenses, and any applicable deductions.

Tax Deductions

Self-published authors may be eligible for certain tax deductions related to their writing activities. Common deductions may include expenses for editing, cover design, marketing, and other costs associated with producing and promoting a book. They might also include office expenses and hiring experts like lawyers and accountants. Keep detailed records of your expenses to maximize your eligible deductions.

Business Structure

The way you structure your writing activities can impact your tax obligations. Some authors operate as sole proprietors, while others may establish a business entity such as an LLC. The structure you choose can affect how your income is taxed and what deductions you may be eligible for. Consulting with a tax professional can help you determine the most advantageous structure for your situation. Establishing an LLC can also provide certain legal protections.

Sales Tax

Depending on your location and the platforms through which you sell your books, you may be responsible for collecting and remitting sales tax. This is particularly relevant if you sell physical copies of your books.

chart of self-published author instructions for taxes

Quarterly Estimated Taxes

In some cases, self-employed individuals, including self-published authors, are required to make quarterly estimated tax payments to cover their tax liabilities throughout the year. Some authors do the time value of money calculation and decide to skip the quarterly payments and just pay the fee annually. We are not recommending this route.
Given the complexity of tax laws and regulations, self-published authors should seek guidance from a qualified tax professional or accountant. They can help you understand your specific tax obligations, identify eligible deductions, and ensure compliance with relevant tax laws. Staying organized and keeping accurate records of your income and expenses can make the process much smoother.
Keep in mind that we cannot cover every instance of any legal issue an author might encounter, but we hope this was a helpful overview.
**Nothing in this informational article should be construed as legal advice from the author. The practice of law is complicated, with specific rules and exceptions for different jurisdictions and circumstances. Generic online advice is not a stand-in for professional legal advisement in particular cases.**
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